Weclome to the Red Marker blog, check out the latest insights from Red Marker on marketing compliance, AI, and other news in the RegTech, LegalTech and Marketing space.
Our Blog & News
FCA Compliance for Marketers: Breaking Down the FCA’s COBS 4
Marketing that isn’t compliant with FCA regulation presents a huge liability for financial services companies. In 2022, the FCA fined Metro Bank £10M for publishing incorrect information, and this [...]
FINRA Compliance for Marketers: Breaking Down Rule 2210
If you’re a marketer in financial services, FINRA’s Rule 2210 is especially important for you, as it provides guidelines for communications with the public. However, Rule 2210 can be [...]
To Build or to Buy AI: That is the Question
Artificial Intelligence [AI] has become a necessity in the modern tech stack, and more businesses are exploring ways to integrate AI into their operations. However, one of the biggest [...]
What Disclaimers and Disclosures Should Financial Marketers Use in Their Content?
Disclaimers and disclosures are critical in financial marketing to avoid fines, lawsuits, and suspensions, so it makes sense that they are a primary concern for our Financial Services clients [...]
3 Resources To Help Financial Marketers Improve Content Compliance
Financial services is a minefield of ever-changing laws and regulations, no matter where you’re located. If you don’t have a background in compliance, memorizing lengthy regulations and keeping on [...]
How Financial Services Marketers Can Speed up Compliance Reviews of Content
Ensuring content compliance is no small matter for marketers in the financial services industry. FINRA issued over $100 million in fines in 2021, and the SEC recently issued the [...]
NEW: Red Marker ‘Approvals’
Enhance Marketing Content Reviews with Red Marker Approvals Even with all the tools available today, there are several tried and true preferred options – for better or worse – [...]
Transforming the crucial relationship between Marketing and Legal
To achieve compliant marketing, issues often arise such as length of time to review, inconsistent feedback and not having been involved earlier in the process. These commonly faced friction [...]
How To Build Customer Trust With Brand Compliance & Consistency
To keep up with rapidly shifting regulations, legal and marketing teams need to take a dynamic approach to marketing compliance. Red...