FINRA Compliance for Marketers: Breaking Down Rule 2210
If you’re a marketer in financial services, FINRA’s Rule 2210 is especially important for you, as it provides guidelines for [...]
High-Risk Language: 7 Words to Avoid in Your Financial Marketing Content
High-risk language in your financial services marketing can lead to serious fines, and it happens more often than you think. [...]
To Build or to Buy AI: That is the Question
Artificial Intelligence [AI] has become a necessity in the modern tech stack, and more businesses are exploring ways to integ [...]
What Disclaimers and Disclosures Should Financial Marketers Use in Their Content?
Disclaimers and disclosures are critical in financial marketing to avoid fines, lawsuits, and suspensions, so it makes sense [...]
3 Resources To Help Financial Marketers Improve Content Compliance
Financial services is a minefield of ever-changing laws and regulations, no matter where you’re located. If you don’t have a [...]
How Financial Services Marketers Can Speed up Compliance Reviews of Content
Ensuring content compliance is no small matter for marketers in the financial services industry. FINRA issued over $100 milli [...]
NEW: Red Marker ‘Approvals’
Enhance Marketing Content Reviews with Red Marker Approvals Even with all the tools available today, there are several tried [...]
Transforming the crucial relationship between Marketing and Legal
To achieve compliant marketing, issues often arise such as length of time to review, inconsistent feedback and not having bee [...]
How To Build Customer Trust With Brand Compliance & Consistency
To keep up with rapidly shifting regulations, legal and marketing teams need to take a dynamic approach to marketing complian [...]