FINRA Compliance for Marketers: Breaking Down Rule 2210

If you’re a marketer in financial services, FINRA’s Rule 2210 is especially important for you, as it provides guidelines for [...]

High-Risk Language: 7 Words to Avoid in Your Financial Marketing Content

High-risk language in your financial services marketing can lead to serious fines, and it happens more often than you think. [...]

To Build or to Buy AI: That is the Question

Artificial Intelligence [AI] has become a necessity in the modern tech stack, and more businesses are exploring ways to integ [...]

What Disclaimers and Disclosures Should Financial Marketers Use in Their Content?

Disclaimers and disclosures are critical in financial marketing to avoid fines, lawsuits, and suspensions, so it makes sense [...]

3 Resources To Help Financial Marketers Improve Content Compliance

Financial services is a minefield of ever-changing laws and regulations, no matter where you’re located. If you don’t have a [...]

How Financial Services Marketers Can Speed up Compliance Reviews of Content

Ensuring content compliance is no small matter for marketers in the financial services industry. FINRA issued over $100 milli [...]


NEW: Red Marker ‘Approvals’

Enhance Marketing Content Reviews with Red Marker Approvals Even with all the tools available today, there are several tried [...]

Transforming the crucial relationship between Marketing and Legal

To achieve compliant marketing, issues often arise such as length of time to review, inconsistent feedback and not having bee [...]

How To Build Customer Trust With Brand Compliance & Consistency

To keep up with rapidly shifting regulations, legal and marketing teams need to take a dynamic approach to marketing complian [...]